A Massachusetts Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company is a comprehensive document that outlines the terms and conditions governing the relationship and services provided between the two entities. By utilizing relevant keywords, let's dive into a detailed description of this agreement: 1. Purpose: The Massachusetts Service Agreement serves as a legally binding contract, defining the scope of services offered by Morgan Stanley Dean Witter Advisors, Inc. (the "Advisors") to Morgan Stanley Dean Witter Services Company (the "Company"). It establishes the foundation for their working relationship and ensures compliance with applicable laws and regulations. 2. Services Provided: The agreement specifies the various services to be provided by the Advisors to the Company. These services may encompass investment advisory, financial planning, portfolio management, research, risk assessment, asset allocation, and other related financial services. 3. Obligations and Responsibilities: The agreement explicitly outlines the responsibilities of both parties. It states that the Advisors will provide their services with due diligence, professionalism, and in accordance with industry best practices. The Company, on the other hand, agrees to cooperate, provide necessary information, and adhere to any guidelines or restrictions set forth by the Advisors. 4. Compensation: The compensation structure is a crucial component of the agreement. It defines the fees or charges payable to the Advisors for their services. This may include management fees, performance-based fees, commissions, transaction charges, or any other agreed-upon compensation model. The agreement also clarifies the payment terms and frequency. 5. Term and Termination: The Massachusetts Service Agreement specifies the duration of the agreement, commonly referred to as the "term." It can be a fixed period or indefinite, subject to termination by either party upon providing advance notice. The circumstances under which termination may occur, such as material breaches or regulatory obligations, are also addressed. 6. Confidentiality and Data Protection: Given the sensitive nature of financial information, the agreement emphasizes the confidentiality and protection of client data. It requires both parties to maintain strict confidentiality, implement security measures, and comply with data protection laws while handling client information. 7. Dispute Resolution: To address potential conflicts, the agreement may include provisions for dispute resolution. It may specify mechanisms such as negotiation, mediation, or, if necessary, arbitration or litigation in the Massachusetts courts. 8. Governing Law: As denoted by the agreement's title, this particular Massachusetts Service Agreement governs the relationship between the Advisors and the Company under Massachusetts state laws. It highlights that any disputes or legal actions arising from the agreement will be subject to the jurisdiction of Massachusetts courts. Types of Massachusetts Service Agreements between Morgan Stanley Dean Witter Advisors, Inc., and Morgan Stanley Dean Witter Services Company are usually differentiated by their scope or specialization. Examples may include: — Massachusetts Investment Advisory Service Agreement — Massachusetts Financial Planning Service Agreement — Massachusetts Portfolio Management Service Agreement — Massachusetts Research and Risk Assessment Service Agreement — Massachusetts Asset Allocation Service Agreement Each type of agreement tailors the provided services to meet specific client needs and objectives.
Massachusetts Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company
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How to fill out Massachusetts Service Agreement Between Morgan Stanley Dean Witter Advisors, Inc. And Morgan Stanley Dean Witter Services Company?
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New York: Morgan Stanley's New York Office is organized by industry and product groups including Business Services, Consumer Retail Group, Financial Institutions Group, Financial Sponsors Group, Global Power & Utilities Group, Healthcare, Industrials, Media & Communications, Mergers & Acquisition, Real Estate, ...
In 1981, Dean Witter Reynolds was acquired by Sears, Roebuck and Company in a $600 million transaction.
Purcell was named chairman and chief executive of what became Morgan Stanley, Dean Witter, Discover & Company, later shortened to Morgan Stanley in March 2001. Mack stayed on as president until 2001.
The company operates in three business segments: Institutional Securities, Wealth Management, and Investment Management.
In July, 1993 Sears completed its spin off of Dean Witter Discover. Sears had purchased Dean Witter in 1981 and had created Discover in 1985. In 1995, Sears spun off Allstate to focus on its retail business.
'' Dean Witter, Discover, which traces its origins back to a brokerage firm founded by Dean Witter in San Francisco in 1924, was bought by Sears in 1981 for $661 million in cash and stock.
Our fixed income investment capabilities are driven by seven specialized teams ? Agency MBS, Broad Markets Fixed Income, Emerging Markets Debt, Floating-Rate Loans, High Yield, Municipals and Securitized ? which span the global fixed income capital markets.
New York-headquartered investment banking giant Morgan Stanley is divided into three main businesses: Institutional Securities, Investment Management, and Wealth Management.
The hierarchy at Morgan Stanley was: managing director, principal, vice president, associate, analyst, secretary. There was no senior/junior distinction among vice presidents or associates.
Morgan Stanley is a leading global investment bank and wealth management firm, employing more than 82,000 people worldwide. The company makes money primarily from three segments called Institutional securities, Wealth Management, and Investment Management.