"Under SEC law, a company that offers its own securities must register these investments with the SEC before it can sell them unless it meets an exception. One of those exceptions is selling unregistered investments to accredited investors.
To become an accredited investor the (SEC) requires certain wealth, income or knowledge requirements. The investor must fall into one of three categories. Firms selling unregistered securities must put investors through their own screening process to determine if investors can be considered an accredited investor.
The Verifying Individual or Entity should take reasonable steps to verify and determined that an Investor is an "accredited investor" as such term is defined in Rule 501 of the Securities Act, and hereby provides written confirmation. This letter serves to help the Entity determine status, take Investor statements regarding information, and waiver of claims."
Kentucky Qualified Investor Certification Application
State:
Multi-State
Control #:
US-ENTREP-0044-1
Format:
Word;
Rich Text
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FAQ
Part of the returns for investors in private equity is through receiving dividends, much like shareholders of a public company do. This process is known as dividend recapitalization and involves the process of raising debt to pay private equity shareholders a dividend.
How to start investing Decide your investment goals. ... Select investment vehicle(s) ... Calculate how much money you want to invest. ... Measure your risk tolerance. ... Consider what kind of investor you want to be. ... Build your portfolio. ... Monitor and rebalance your portfolio over time.
Requirements to Be an Accredited Investor A natural person with income exceeding $200,000 in each of the two most recent years or joint income with a spouse exceeding $300,000 for those years and a reasonable expectation of the same income level in the current year.
Net worth over $1 million, excluding primary residence (individually or with spouse or partner) Income over $200,000 (individually) or $300,000 (with spouse or partner) in each of the prior two years, and reasonably expects the same for the current year.
In addition to meeting the minimum investment requirements of private equity funds, you'll also need to be an accredited investor, meaning your net worth ? alone or combined with a spouse ? is over $1 million or your annual income was higher than $200,000 in each of the last two years.
The minimum investment in private equity funds is relatively high?typically $25 million, although some are as low as $250,000. Investors should plan to hold their private equity investment for at least 10 years.