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The Federal Trade Commission Act, signed into law by President Woodrow Wilson on September 26, 1914, allows the Federal Trade Commission (FTC) to act in the interest of consumers to prevent deceptive and unfair acts or practices: Advertising must tell the truth and not mislead consumers.
The Advertising Regulation Department protects investors by ensuring that broker-dealers' communications are fair, balanced and not misleading and comply with the advertising rules of FINRA, the SEC, the MSRB and SIPC.
Advertising regulations are designed to: give the consumer an accurate description of the product. punish sellers who knowingly make false statements about the product offered for sale.
Commission members serve three-year terms and must be Delaware residents for the five years preceding their nomination to the commission in order to be eligible to serve.
The Advertising Regulation Department protects investors by ensuring that broker-dealers' communications are fair, balanced and not misleading and comply with the advertising rules of FINRA, the SEC, the MSRB and SIPC.
Advertising control is used by federal and state governments to regulate the use of advertising around cities and roadways. Advertising control prevents businesses from presenting false information, placing billboards in illegal locations and other prohibited actions.