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Delaware Investment Adviser Representative Examination Affidavit

State:
Delaware
Control #:
DE-BS-03
Format:
PDF
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Description

Investment Adviser Representative Examination Affidavit The Delaware Investment Adviser Representative Examination Affidavit is a document used by individuals who are seeking to become Investment Adviser Representatives in the state of Delaware. This affidavit must be filled out and submitted to the Delaware Division of Professional Regulation in order to obtain a license to practice as an Investment Adviser Representative. The affidavit serves as a statement of facts and representations made by the applicant regarding their knowledge and experience in the investment advice industry. It also includes information about the applicant's qualifications, background, and certifications. The Delaware Investment Adviser Representative Examination Affidavit comes in two forms: the Standard Form and the Limited Form. The Standard Form must be filled out by all applicants, while the Limited Form is only needed for applicants who are seeking a limited scope of authority. Both forms require the applicant to provide their contact information, background information, and a statement of qualifications and experience. The applicant must also submit a copy of their certification in securities and/or investment advice. Once the affidavit has been completed and submitted, the Delaware Division of Professional Regulation will review the application and contact the applicant with further instructions. Once the application is approved, the applicant will be required to pass the Delaware Investment Adviser Representative Examination before they can be granted a license to practice as an Investment Adviser Representative.

The Delaware Investment Adviser Representative Examination Affidavit is a document used by individuals who are seeking to become Investment Adviser Representatives in the state of Delaware. This affidavit must be filled out and submitted to the Delaware Division of Professional Regulation in order to obtain a license to practice as an Investment Adviser Representative. The affidavit serves as a statement of facts and representations made by the applicant regarding their knowledge and experience in the investment advice industry. It also includes information about the applicant's qualifications, background, and certifications. The Delaware Investment Adviser Representative Examination Affidavit comes in two forms: the Standard Form and the Limited Form. The Standard Form must be filled out by all applicants, while the Limited Form is only needed for applicants who are seeking a limited scope of authority. Both forms require the applicant to provide their contact information, background information, and a statement of qualifications and experience. The applicant must also submit a copy of their certification in securities and/or investment advice. Once the affidavit has been completed and submitted, the Delaware Division of Professional Regulation will review the application and contact the applicant with further instructions. Once the application is approved, the applicant will be required to pass the Delaware Investment Adviser Representative Examination before they can be granted a license to practice as an Investment Adviser Representative.

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Delaware Investment Adviser Representative Examination Affidavit