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District of Columbia Sub-Advisory Agreement of Neuberger and Berman Management, Inc.

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US-CC-7-644
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This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific circumstances. Available in several standard formats.

The District of Columbia Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legally binding contract that outlines the terms and conditions between Berger and Berman Management, Inc. (BMI) and its clients in the District of Columbia. This agreement serves as a framework for the provision of sub-advisory services offered by BMI to clients in the District of Columbia. Berger and Berman Management, Inc. is a reputable investment management and advisory firm with a strong presence in the District of Columbia. With this sub-advisory agreement, BMI ensures compliance with all applicable laws and regulations while delivering tailored investment solutions to clients in the region. Key components of the District of Columbia Sub-Advisory Agreement include the scope of services, fee structure, fiduciary responsibilities, termination provisions, and dispute resolution mechanisms. The agreement outlines the specific services that BMI will provide to clients, such as investment research, portfolio management, and risk assessment. It also details the compensation structure, which typically includes management fees and potentially performance-based incentives. The agreement also highlights the fiduciary duties of BMI towards its clients, emphasizing the firm's commitment to act in the best interests of the investors. This is crucial in maintaining a strong relationship built on trust and transparency. In cases where either party wishes to terminate the agreement, specific provisions are outlined to protect the interests of both BMI and the clients. These provisions may include notice periods, dispute resolution methods, and any potential financial obligations upon termination. Different types of District of Columbia Sub-Advisory Agreements of Berger and Berman Management, Inc. may vary depending on the specific investment products or strategies offered. For example, there could be sub-advisory agreements tailored for equity funds, fixed-income funds, alternative investment vehicles, or socially responsible investment portfolios. In conclusion, the District of Columbia Sub-Advisory Agreement of Berger and Berman Management, Inc. is a comprehensive contract that establishes the relationship between BMI and its clients in the District of Columbia. It ensures compliance with legal and regulatory requirements while providing a framework for the provision of tailored investment solutions.

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Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.

NEUBERGER BERMAN BD LLC - Brokerage/Investment Adviser Firm.

Neuberger Berman is a private, independent, employee-owned investment manager?a rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.

For nine consecutive years, Neuberger Berman has been named first or second in Pensions & Investment's Best Places to Work in Money Management survey (among those with 1,000 employees or more). The firm manages $436 billion in client assets as of March 31, 2023.

Neuberger Berman is an experienced hedge fund solutions provider investing on behalf of institutional, high-net-worth and retail clients via registered liquid alternative funds, custom portfolios, and commingled products.

Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.

With offices in 25 countries, Neuberger Berman's diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more).

With 749 investment professionals and 2,799 employees in total, Neuberger Berman has built a diverse team of individuals united in their commitment to client outcomes and investment excellence.

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District of Columbia Sub-Advisory Agreement of Neuberger and Berman Management, Inc.