This is a form of Warrant to purchase shares of common stock in a corporation. It is a type of security issued by a corporation (usually together with a bond or preferred stock) that gives the holder the right to purchase a certain amount of common stock at a stated price.
Alabama Common Stock Purchase Warrant
Category:
State:
Multi-State
Control #:
US-CC-18-367B
Format:
Word;
Rich Text
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How to fill out Common Stock Purchase Warrant?
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FAQ
?When used in this title, unless the context otherwise requires? (1) The term ''security'' means any note, stock, treasury stock, security future, security-based swap, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, ...
1975, § 8-6-11(a)(9), any offer or sale of securities which is made in compliance with the following requirements of this rule will be deemed to be an exempt transaction and Code of Ala.
Pursuant to Code of Alabama, 1975, Section 8-6-3(j)(8), an applicant may be denied registration if he or she is insolvent. Applicants may be required to submit a current attested balance sheet in order to confirm compliance.
Section 8-6-17 - Prohibited Acts Regarding Offer, Sale, or Purchase of Securities. Prohibited acts regarding offer, sale, or purchase of securities. (3) Engage in any act, practice or course of business which operates or would operate as a fraud or deceit upon any person.