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Lincoln Financial Headquarters

State:
Multi-State
Control #:
US-EG-9361
Format:
Word; 
Rich Text
30 downloads

Description

The Wholesaling Agreement dated October 1999 establishes a partnership between Lincoln Life & Annuity Company of New York (LNY), Lincoln Financial Advisors Corporation (LFA), and Delaware Distributors, L.P. (DELAWARE) for the distribution of variable annuity and variable life insurance contracts. Key features of this agreement include the appointment of DELAWARE as the wholesaler responsible for recruiting business firms to sell these contracts, compliance with federal securities laws, and the respective roles and obligations of each party. Filling and editing instructions emphasize the importance of maintaining accurate records of contracts and registration statements, as well as complying with state and federal regulations. This agreement is particularly useful for attorneys, partners, owners, associates, paralegals, and legal assistants involved in insurance and financial services. It provides a legal framework for the roles, compensation, and responsibilities associated with wholesaling activities, ensuring compliance with applicable laws and regulations. Overall, this document serves as a critical resource for legal and financial professionals navigating the complexities of variable insurance product distribution through partnerships.
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  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
  • Preview Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP

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