Filing a Complaint Department of Consumer Affairs. File a complaint online at .dca.ca or call 800.952. 5210 to have a complaint form mailed to you. California Attorney General's Office.
The California State Licensing Board (CSLB) regulates all licensed and unlicensed contractors in California. You can contact the CSLB at (800) 321-2752 or file a complaint on their website.
An individual can typically grant a third party either limited trading authorization or full trading authorization. Limited trading authorization: This type of authorization allows a broker, financial advisor, or other designated agent to place trades with funds held in an investment account.
If you believe that a sales person, brokerage firm or other industry professional has treated you unfairly, contact the firm to see if you can resolve the issue. If you are still not satisfied with the firm's response, you can file a complaint with FINRA.
Court Approves FTX-CFTC $12.7B Settlement The settlement resolves a 20-month lawsuit initiated by the Commodity Futures Trading Commission. The CFTC did not impose a civil penalty as part of the settlement, which includes $8.7 billion for defrauded investors and $4 billion in disgorged funds.