Washington Subscription Agreement - A Section 3C1 Fund

State:
Multi-State
Control #:
US-PE-J1AM
Format:
Word; 
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This is a sample private equity company form, a Subscription Agreement. Available in Word format.

The Washington Subscription Agreement — A Section 3C1 Fund is a legally binding document that outlines the terms and conditions for individuals or entities interested in investing in a Section 3C1 fund located in Washington state. This agreement is specifically designed to comply with the requirements set forth by Section 3(c)(1) of the Investment Company Act of 1940, which regulates certain privately offered investment funds. The Washington Subscription Agreement — A Section 3C1 Fund includes various key sections that provide detailed information about the fund and the terms of investment. Below are some relevant keywords associated with this agreement: 1. Section 3C1 Fund: This refers to the specific type of investment fund that falls under the exemption provided by Section 3(c)(1) of the Investment Company Act of 1940. This exemption allows the fund to avoid some of the more stringent regulations imposed on publicly offered investment companies. 2. Investment Company Act of 1940: This is the federal legislation that governs the organization and operation of investment companies in the United States. The Washington Subscription Agreement — A Section 3C1 Fund must comply with the requirements of this act. 3. Subscription Agreement: This is a legally binding contract between the investor (subscriber) and the fund, outlining the terms and conditions of the investment. It covers important details such as subscription procedures, investment minimums, and withdrawal provisions. 4. Washington State: This indicates that the Section 3C1 fund is based in Washington state and subject to the specific rules and regulations imposed by the state's securities laws. 5. Privately Offered Investment Fund: This refers to an investment fund that is not offered to the public but limited to a specific group of investors. A Section 3C1 fund typically falls into this category. Different types of Washington Subscription Agreement — A Section 3C1 Fund may exist based on specific investment strategies, asset classes, or investment objectives. These variations can include: 1. Equity-based Section 3C1 Fund: A fund that primarily invests in publicly traded stocks or equity securities, aiming to achieve capital appreciation for its investors. 2. Fixed-Income Section 3C1 Fund: A fund that focuses on investing in fixed-income securities, such as bonds or debt instruments, with the goal of generating income for investors. 3. Multi-Asset Section 3C1 Fund: A fund that invests in a diversified portfolio of different asset classes, such as stocks, bonds, and commodities, aiming to provide a balanced investment approach. 4. Real Estate Section 3C1 Fund: A fund that focuses on investing in real estate properties or real estate-related assets, seeking income generation or capital appreciation from property investments. It is important to consult legal and financial professionals when considering investing in a Section 3C1 fund, as each fund may have its own unique characteristics, risks, and potential returns.

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FAQ

There are two key documents that set out the terms and the structure of an LLC, the Operating Agreement and the Subscription Agreement. Note that investors do not buy shares in an LLC ? they buy an interest, which determines their percentage ownership and is documented in the Subscription Agreement.

A Subscription Agreement is a formal agreement between a company and an investor. They establish the capital contribution as well as terms and conditions around key provisions of the transaction.

A Share Subscription Agreement is a legally binding contract between a company and an investor or subscriber. It outlines the terms and conditions under which the investor agrees to purchase newly issued company shares.

3(c)(1) In other words, 3C1 allows private funds with 100 or fewer investors (and venture capital funds with fewer than 250 investors) and no plans for an initial public offering to sidestep SEC registration and other requirements, including ongoing disclosure and restrictions on derivatives trading.

Summary. A subscription agreement is a formal agreement between a company and an investor to buy shares of a company at an agreed-upon price. It contains all the details of such an agreement, including Outstanding Shares, Shares Ownership, and Payouts.

The first party will read the document and sign it if they agree to the terms of the agreement. The second party then countersigns the document, and in providing their signature, confirms their agreement with the terms of the contract. Countersignatures are required on many different types of documents.

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Click Buy Now once you find the necessary template. Select the appropriate subscription plan, then log in or create an account. Choose the preferred payment ... Please complete this Subscription Agreement as follows: ☐ Section I, Information to be provided by All Subscribers: You and your Financial Adviser, as ...Review the form by looking through the description and using the Preview feature. Hit Buy Now if it is the document you want. Create your account and pay via ... If the state does not require it to register, then it will not need to register with either the SEC or the state, nor will it need to file a truncated Form ADV. Section 3(c)(1) Flind is calculated for purposes of the 100-owner limit by no longer requirg the Fund to "look-though" certin companes (e.g., corporations, ... The 3(c)(7) exemption refers to the Investment Company Act of 1940's section permitting qualifying private funds an exemption from certain SEC regulations. 3C1 funds are privately traded funds that are exempt from SEC registration through the Investment Company Act of 1940. Nov 14, 2007 — New qualified purchasers would buy interests in the master fund and new non–qualified purchasers enter the section 3c1 fund provided it has ... A copy of the Form D filed electronically with the SEC; $300 filing fee (checks should be made payable to the “Washington State Treasurer”); and. A report of  ... This includes drafting appropriate documents such as articles of incorporation or partnership agreements; preparing shareholder resolutions; advising management ...

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Washington Subscription Agreement - A Section 3C1 Fund