Washington Notice of Approval of Disclosure Statement

State:
Washington
Control #:
WA-SKU-0027
Format:
PDF
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Description

Notice of Approval of Disclosure Statement Washington Notice of Approval of Disclosure Statement is a document used by the Washington State Department of Financial Institutions (DFI) to approve and provide notice of a disclosure statement filed by an issuer of securities in the State of Washington. The Washington Notice of Approval of Disclosure Statement is used to provide notice to potential investors of a security offering in the state. It is issued by the DFI upon review of the disclosure statement and is a prerequisite for the issuance of any security in Washington. There are two types of Washington Notice of Approval of Disclosure Statement: a Notice of Registration and a Notice of Exemptions. A Notice of Registration is issued when the DFI has reviewed and approved a registration statement related to the offering of securities in Washington. A Notice of Exemptions is issued when the DFI has reviewed and approved an offering of securities that qualifies for an exemption from registration requirements in Washington.

Washington Notice of Approval of Disclosure Statement is a document used by the Washington State Department of Financial Institutions (DFI) to approve and provide notice of a disclosure statement filed by an issuer of securities in the State of Washington. The Washington Notice of Approval of Disclosure Statement is used to provide notice to potential investors of a security offering in the state. It is issued by the DFI upon review of the disclosure statement and is a prerequisite for the issuance of any security in Washington. There are two types of Washington Notice of Approval of Disclosure Statement: a Notice of Registration and a Notice of Exemptions. A Notice of Registration is issued when the DFI has reviewed and approved a registration statement related to the offering of securities in Washington. A Notice of Exemptions is issued when the DFI has reviewed and approved an offering of securities that qualifies for an exemption from registration requirements in Washington.

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Washington Notice of Approval of Disclosure Statement