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An SEC "deficiency letter" indicates that there is not adequate disclosure in the registration documents to allow investors to make an informed decision. The deficiency must be cured before the SEC will allow the registration to be effective.
Good faith is a legal term that describes the intention of the party or parties in a contract to deal in an honest manner with each other. In contracts, the parties signing abide by and uphold the contract. It requires people to act honestly without taking advantage of others.
A sample letter alerting opposing counsel in a Texas case to perceived deficiencies in their discovery responses or deposition testimony and requesting additional discovery materials to remedy the deficiencies.
Your meet and confer letter should look something like this: Dear Counsel; I am in receipt of your client's objections to our Request for Production of Documents, set #1 in the above entitled case. Below are a more detailed description of our problems with your responses.
Summary. This discovery deficiency letter is a standard form that attorneys can use in a federal court litigation to facilitate a discussion with opposing counsel concerning his or her failure to respond to discovery requests or provision of inadequate, incomplete, or otherwise deficient responses.
A deficiency letter is a letter that is issued by the Securities and Exchange Commission (SEC) and indicates a significant deficiency or omission in a registration statement or prospectus.
Complete Your Written Responses That the request will be allowed in whole. ... That you are unable to comply with the request, because the requested document or thing has never existed. ... That you are unable to comply because the requested items no longer exist, or are no longer in your possession.
If the other person did not respond or didn't provide complete responses, try to work it out with them directly first. If that does not work, you can request a court order that requires them to respond or respond with more information. You have 45 days to do this.