The Utah Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legally binding document that outlines the relationship and responsibilities between Berger and Berman Management, Inc. (referred to as the "Advisor") and a sub-advisor based in Utah. This agreement serves as a framework for the provision of advisory services and ensures a clear understanding between the parties involved. Key provisions covered in the Utah Sub-Advisory Agreement may include the scope of services, compensation arrangements, termination clauses, confidentiality obligations, and dispute resolution mechanisms. This agreement plays a crucial role in ensuring that both parties are aligned in terms of goals, expectations, and risk management strategies. The types of Utah Sub-Advisory Agreements offered by Berger and Berman Management, Inc. can vary depending on the needs of the sub-advisor and the nature of the services provided. Some common variations may include: 1. Investment Sub-Advisory Agreement: This type of agreement typically involves the sub-advisor providing expertise in selecting and managing investments on behalf of the advisor. The agreement would cover aspects such as investment strategy, reporting requirements, and fee structures. 2. Compliance Sub-Advisory Agreement: In certain cases, the sub-advisor may specialize in assisting the advisor with compliance-related matters, such as ensuring adherence to legal and regulatory requirements. This type of agreement would outline the specific compliance areas that the sub-advisor will be responsible for and the related compensation arrangements. 3. Operational Sub-Advisory Agreement: An operational sub-advisory agreement may be suitable when the sub-advisor is primarily focused on providing operational support to the advisor. This could include tasks such as fund administration, risk management, and technology support. The agreement would outline the specific operational responsibilities and the related payment provisions. Berger and Berman Management, Inc. recognizes that each sub-advisor arrangement may have unique requirements and offers flexibility in tailoring the Utah Sub-Advisory Agreement to suit the specific needs and preferences of the parties involved.
Utah Sub-Advisory Agreement of Neuberger and Berman Management, Inc.
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A subadvisory agreement is a legally binding agreement between a mutual fund and an advisor. These agreements outline the terms and conditions of the relationship between the fund and the advisor and what rights and responsibilities are expected of each party.
Neuberger Berman BD LLC is a registered broker-dealer and member FINRA/SIPC.
adviser is an asset management firm hired by an investment adviser to help identify, evaluate and manage investments within a portfolio. Subadvisers are typically selected based on their investment style, expertise and track record in a specific investment strategy.