Nebraska Statement or Legend on Stock Certificate - Notice of Restriction on Transfer - Stock not Registered - Intrastate Exemption
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How to fill out Statement Or Legend On Stock Certificate - Notice Of Restriction On Transfer - Stock Not Registered - Intrastate Exemption?
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FAQ
The Securities Act of Nebraska requires the registration of all securities offered for sale in Nebraska unless there is an applicable exemption or it is pre-empted. The Enforcement section of the Bureau handles complex investigations, primarily cases involving fraud.
Defining a Security A security also includes items such as promissory notes, limited partnership interests, LLC interests and oil and gas partnerships. In fact, a security can be any transaction in which one person gives money to another with the agreement that the money will be returned with a profit.
The Securities Act of 1933 is the federal law that requires that securities sold to the public be registered with the SEC and that complete information about the seller and the stock offering is made available to investors. The Securities Act of 1934 regulates the operation of stock exchanges and trading.
The Securities Act serves the dual purpose of ensuring that issuers selling securities to the public disclose material information, and that any securities transactions are not based on fraudulent information or practices.
Operator's license; state identification card; replacement. (1) Any person duly licensed or holding a valid state identification card issued under the Motor Vehicle Operator's License Act who loses his or her operator's license or card may make application to the department for a replacement license or card.
Often referred to as the "truth in securities" law, the Securities Act of 1933 has two basic objectives: require that investors receive financial and other significant information concerning securities being offered for public sale; and. prohibit deceit, misrepresentations, and other fraud in the sale of securities.
