The Maine Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legally binding document that outlines the terms and conditions under which Berger and Berman Management, Inc. (BMI) will act as a sub-adviser in the state of Maine. This agreement is specifically designed to govern the relationship between BMI and its clients in Maine who require sub-advisory services. Berger and Berman Management, Inc. is a well-established investment management firm with a reputation for providing expert sub-advisory services to a wide range of clients. With its extensive experience in the financial industry, BMI offers Maine-based entities access to its financial expertise and resources, enabling them to effectively manage their investment portfolios. The Maine Sub-Advisory Agreement provides a detailed framework that covers various aspects of the sub-advisory relationship. Key provisions typically included in this agreement are: 1. Scope of Services: The agreement clearly defines the services that BMI will deliver as a sub-adviser. These services may include investment research and analysis, asset allocation, portfolio management, risk management, and performance reporting. 2. Investment Objectives: The agreement outlines the specific investment objectives of the client and how BMI will strive to achieve them. This section may include details about the client's risk tolerance, time horizon, and overall investment strategy. 3. Compensation: The agreement specifies the fees and expenses associated with the sub-advisory services. This may include a management fee, performance-based fees, or other agreed-upon compensation structures. 4. Termination and Transition: The agreement outlines the provisions for terminating the sub-advisory relationship and the process for transitioning the client's assets to another adviser if necessary. 5. Confidentiality and Compliance: This section emphasizes the importance of maintaining the confidentiality of client information and the adherence to all applicable laws, regulations, and industry codes of conduct. It's important to note that while the Maine Sub-Advisory Agreement is generally standardized, there may be different types or variations of the agreement depending on the specific needs and preferences of the parties involved. These variations could include tailored provisions or additional clauses addressing unique circumstances or specific investment strategies. However, the core purpose of all Maine Sub-Advisory Agreements of Berger and Berman Management, Inc. remains the same — to establish a clear and mutually beneficial relationship between BMI and its Maine-based clients seeking sub-advisory services.
Maine Sub-Advisory Agreement of Neuberger and Berman Management, Inc.
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With offices in 25 countries, Neuberger Berman's diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more).
NEUBERGER BERMAN BD LLC - Brokerage/Investment Adviser Firm.
Neuberger Berman is a private, independent, employee-owned investment manager?a rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.
Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.
Neuberger Berman is an experienced hedge fund solutions provider investing on behalf of institutional, high-net-worth and retail clients via registered liquid alternative funds, custom portfolios, and commingled products.