Louisiana Sub-Advisory Agreement of Neuberger and Berman Management, Inc.

State:
Multi-State
Control #:
US-CC-7-644
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Word; 
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This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific circumstances. Available in several standard formats.

The Louisiana Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legal document that outlines the terms and conditions between Berger and Berman Management, Inc. and their Louisiana-based sub-advisors. This agreement establishes a working relationship in which Berger and Berman Management, Inc. delegates certain investment management responsibilities to the sub-advisors in the state of Louisiana. The Louisiana Sub-Advisory Agreement governs the scope of services to be provided by the sub-advisors, such as investment advisory services, portfolio management, and research. It specifies the compensation structure, including fee arrangements, profit sharing, and any potential performance-based incentives for the sub-advisors. To ensure compliance with relevant laws and regulations, the Louisiana Sub-Advisory Agreement also includes provisions for risk management, compliance monitoring, and reporting. It outlines the responsibilities of both parties regarding the safeguarding of client assets, confidential information, and the disclosure of conflicts of interest. This agreement also addresses any potential termination or modification of the agreement and the procedures to be followed in such cases. While the Louisiana Sub-Advisory Agreement of Berger and Berman Management, Inc. does not typically have different types, it may include specific provisions tailored to different types of sub-advisory services or specialized segments of the investment industry. For example, there might be variations of this agreement for sub-advisors focused on equity markets, fixed income, alternative investments, or specific industry sectors. In summary, the Louisiana Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legally binding document that establishes the relationship between Berger and Berman Management, Inc. and their sub-advisors in Louisiana. It details the terms and conditions of the agreement, including the scope of services, compensation structure, compliance responsibilities, and termination provisions.

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FAQ

For nine consecutive years, Neuberger Berman has been named first or second in Pensions & Investment's Best Places to Work in Money Management survey (among those with 1,000 employees or more). The firm manages $436 billion in client assets as of March 31, 2023.

NEUBERGER BERMAN BD LLC - Brokerage/Investment Adviser Firm.

With offices in 25 countries, Neuberger Berman's diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more).

Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.

Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.

Neuberger Berman is a private, independent, employee-owned investment manager?a rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.

Neuberger Berman is an experienced hedge fund solutions provider investing on behalf of institutional, high-net-worth and retail clients via registered liquid alternative funds, custom portfolios, and commingled products.

Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.

Neuberger Berman Group LLC has chosen J.P. Morgan Clearing Corp.

Neuberger Berman peak revenue was $2.8B in 2022. Neuberger Berman annual revenue for 2021 was 2.4B, 17.17% growth from 2020. Neuberger Berman annual revenue for 2022 was 2.8B, 17.35% growth from 2021.

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This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific ... 1. Appointment. The Adviser and the Trust hereby appoint and employ the Sub-Adviser as a discretionary portfolio manager, on the terms and conditions set forth ...The Sub-Adviser agrees that it will provide the Manager with a written list of brokers and dealers that are affiliates of the Sub-Adviser and will, from time to ... Mar 31, 2023 — This Brochure provides information about the qualifications and business practices of Neuberger. Berman Investment Advisers LLC (“NBIA”). If you ... Contract Review Committee Membership and Purposes. The Contract Review Committee (“Committee”) of the Neuberger Berman Funds (the “Funds”). Form N-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of ... Oct 30, 2019 — Under the New Sub-Advisory Agreement by and between CRM and the Manager, the Manager is responsible for all fees payable to the Subadviser ... Oct 24, 2001 — Applicants seek an order approving the substitution of shares of the Limited Maturity Bond Portfolio of Neuberger Berman Advisers Management ... ... Sub-Advisory Agreements. To view a fund's proxy voting guidelines and proxy ... Management, Inc. Class A. 1,440,261, 67,908,306. Carlyle Group LP. 14,958, 466,241. ... a new Management Agreement and Sub-Advisory Agreement for the Fund. The new agreements, which are virtually identical to those previously in effect, were ...

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Louisiana Sub-Advisory Agreement of Neuberger and Berman Management, Inc.