Indiana Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company is a legally binding document that outlines the terms and conditions of the services provided by Morgan Stanley Dean Witter Advisors, Inc. to Morgan Stanley Dean Witter Services Company in Indiana. The purpose of this agreement is to establish a professional relationship between the two entities and define their respective rights and obligations. It ensures compliance with the laws and regulations governing their operations in Indiana and protects the interests of both parties involved. The Indiana Service Agreement covers various aspects, including the scope of services, compensation, termination, confidentiality, intellectual property, and dispute resolution. It highlights the responsibilities of Morgan Stanley Dean Witter Advisors, Inc. in providing advisory, consulting, or investment-related services to Morgan Stanley Dean Witter Services Company in Indiana. Key terms and conditions in the Indiana Service Agreement include: 1. Scope of Services: The agreement outlines the specific services to be provided by Morgan Stanley Dean Witter Advisors, Inc. This could include investment advice, financial planning, asset management, risk assessment, or other related services as agreed upon. 2. Compensation: The agreement describes the compensation structure, fees, and expenses associated with the services provided. It establishes how and when the payments will be made. 3. Term and Termination: The agreement stipulates the duration of the services and the conditions under which either party can terminate the agreement. It may include provisions for early termination, notice periods, and potential penalties. 4. Confidentiality: The agreement addresses the confidentiality of information shared between the two parties. It includes provisions for safeguarding sensitive data, non-disclosure, and non-compete clauses to protect proprietary information. 5. Intellectual Property: If applicable, the agreement outlines the ownership and usage rights of any intellectual property created or utilized during the provision of services. 6. Dispute Resolution: In the event of a dispute, the agreement establishes the procedure for resolving conflicts, typically through negotiation, mediation, or arbitration. It may specify the choice of governing law and jurisdiction. Different types of Indiana Service Agreements between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company may include specific variations depending on the nature of services provided or the particular contractual relationship between the parties. These could include agreements related to investment advisory services, financial consulting services, or other specialized services tailored to meet the unique needs of the clients or industry requirements in Indiana. In conclusion, the Indiana Service Agreement is a comprehensive contract that defines the working relationship and obligations between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company in Indiana. It provides a framework for their cooperation, ensuring transparency, compliance with regulations, and protection of their respective rights.
Indiana Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company
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FAQ
Morgan Stanley is registered as both a broker-dealer and as an investment adviser under federal and state securities laws, and we provide services in both capacities.
(''Dean Witter Discover'') and Morgan Stanley Group Inc. (''Morgan Stanley'') and was formed pursuant to a merger of equals that was effected on (the ''Merger''). MSDW was originally incorporated under the laws of the State of Delaware in 1981, and its predecessor companies date back to 1924.
By signing this Agreement you instruct Morgan Stanley, to the extent permitted by law, to send you confirmations of transactions with your monthly statement instead of individual trade confirmations following each transaction. You will not pay a different fee for this service.
Morgan Stanley and Dean Witter merged in 1997, creating America's largest asset management company and securities firm in terms of equity capital. The resulting name, Morgan Stanley, Dean Witter, Discover & Company, was shortened to Morgan Stanley in March 2001.
'' Dean Witter, Discover, which traces its origins back to a brokerage firm founded by Dean Witter in San Francisco in 1924, was bought by Sears in 1981 for $661 million in cash and stock.
Purcell was named chairman and chief executive of what became Morgan Stanley, Dean Witter, Discover & Company, later shortened to Morgan Stanley in March 2001. Mack stayed on as president until 2001.