Georgia Registered Investment Bond

State:
Multi-State
Control #:
US-01646BG
Format:
Word; 
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Description

An investment bond (sometimes called a debenture) issued by a corporation is an instrument promising to repay a loan to a corporation, which is may be secured by corporate assets. The relation between a bondholder and the corporation is that of a creditor-debtor. The principal on the debt is paid on the maturity date. The obligations evidenced by the bond may be secured or unsecured.


A registered bond is one issued with the name of the owner printed on the face of the certificate. It can be transferred to another individual only with the owner's endorsement.

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FAQ

To become a Registered Investment Advisor you must at a minimum pass the Series 65 exam administered by the Financial Industry Regulatory Authority (FINRA). Once you've passed the series 65 you must register with the Securities and Exchange Commission (SEC) or with state regulatory agencies.

In addition to paying all the state's registration filing fees, advisors must complete the following: Apply for an account to FINRA's WebCRD/IARD. ... Form ADV Part 1 (online portion) ... Form ADV Part 2A (paper and online) ... Form ADV Part 2B (paper and online) ... Client Advisory Contract. ... Privacy Policy Statement.

Certified Financial Planner (CFP) ? Hold a bachelor's degree, plus 3 years experience. Personal Financial Specialist (PFS) ? Have 75 hours personal financial planning education; also, hold a CPA, which requires a degree, plus 2 years experience.

Enter the necessary details and pay the initial registration fee of Rs. 5,000 to access the SEBI Intermediary Portal. Complete the RIA registration form that's provided on the SEBI Intermediary Portal and upload your documents. After SEBI approves your application, you need to pay the registration fee of Rs.

If the municipal bond was issued by the state in which you live, the interest is normally free of state taxes. Although the interest income may be tax-free, any capital gains will be subject to taxation.

How To Register Registration Fee. The initial registration fee is $255.00. ... Uniform Application for Securities Industry Registration, Form U-4. Submit a Form U-4 electronically through CRD for each representative to be registered in Georgia. ... Fingerprint Requirement. ... Examination Requirement.

Georgia Division of Investment Services is a Public Pension located in Atlanta, GA United States, North America. Current Assets for Georgia Division of Investment Services is $2,841,313,318 and SWFI has 6 periods of historical assets, 7 personal contacts available for CSV Export.

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Georgia Registered Investment Bond