Alabama Notice Concerning Introduction of Remuneration Plan for Shares with Restriction on Transfer

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Multi-State
Control #:
US-ENTREP-006-1
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Word; 
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Description

Letter of Notice, by the board of directors, concerning the introduction of a Remuneration Plan for Shares with a restriction on transfer on said shares.
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  • Preview Notice Concerning Introduction of Remuneration Plan for Shares with Restriction on Transfer
  • Preview Notice Concerning Introduction of Remuneration Plan for Shares with Restriction on Transfer
  • Preview Notice Concerning Introduction of Remuneration Plan for Shares with Restriction on Transfer
  • Preview Notice Concerning Introduction of Remuneration Plan for Shares with Restriction on Transfer

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FAQ

1975, § 8-6-11(a)(9), any offer or sale of securities which is made in compliance with the following requirements of this rule will be deemed to be an exempt transaction and Code of Ala.

Pursuant to Code of Alabama, 1975, Section 8-6-3(j)(8), an applicant may be denied registration if he or she is insolvent. Applicants may be required to submit a current attested balance sheet in order to confirm compliance.

The term ?security? means any note, stock, treasury stock, security future, security-based swap, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment ...

Section 8-6-17 - Prohibited Acts Regarding Offer, Sale, or Purchase of Securities. Prohibited acts regarding offer, sale, or purchase of securities. (3) Engage in any act, practice or course of business which operates or would operate as a fraud or deceit upon any person.

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Alabama Notice Concerning Introduction of Remuneration Plan for Shares with Restriction on Transfer