The Alabama Sub-Advisory Agreement is a legal document that outlines the terms and conditions agreed upon between Berger and Berman Management, Inc. (IBM) and a sub-adviser in relation to investment management services provided in the state of Alabama. This agreement is specific to IBM's operations in Alabama and ensures compliance with the relevant laws and regulations of the state. Keywords: Alabama Sub-Advisory Agreement, Berger and Berman Management, Inc., investment management services, sub-adviser, legal document, terms and conditions, compliance, laws and regulations. Different types of Alabama Sub-Advisory Agreements offered by Berger and Berman Management, Inc. may include: 1. Alabama Sub-Advisory Agreement for Mutual Funds: This type of agreement governs the relationship between IBM and a sub-adviser for the management of mutual funds in Alabama. It outlines the roles and responsibilities of both parties and covers areas such as investment strategies, fee structure, reporting requirements, and termination provisions. 2. Alabama Sub-Advisory Agreement for Institutional Clients: This agreement caters to IBM's institutional clients in Alabama, such as pension funds, endowments, and insurance companies. It focuses on delivering investment management services tailored to the specific needs and objectives of these institutional clients, including customized portfolio strategies, risk management, and performance measurement. 3. Alabama Sub-Advisory Agreement for High Net Worth Individuals: IBM may also offer sub-advisory agreements targeted towards high net worth individuals residing in Alabama. These agreements address the unique investment goals and wealth management requirements of these clients, ensuring personalized advice, asset allocation, and investment strategies aligned with their financial objectives. 4. Alabama Sub-Advisory Agreement for Alternative Investments: For clients interested in alternative investments like hedge funds, private equity, or real estate, IBM may provide sub-advisory agreements specifically designed for managing these asset classes in Alabama. Such agreements may outline the intricacies of evaluating and selecting alternative investments, risk management strategies, and reporting mechanisms. 5. Alabama Sub-Advisory Agreement for Retirement Plans: IBM may offer sub-advisory agreements tailored to retirement plans, including 401(k), 403(b), and pension plans, in Alabama. These agreements adhere to the Employee Retirement Income Security Act (ERICA) guidelines and incorporate provisions related to fiduciary responsibilities, investment options, plan compliance, and monitoring obligations. Note: The above-mentioned types of Alabama Sub-Advisory Agreements are hypothetical suggestions based on common practices in the investment management industry. The specific agreement types offered by Berger and Berman Management, Inc. may vary in reality.
Alabama Sub-Advisory Agreement of Neuberger and Berman Management, Inc.
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For nine consecutive years, Neuberger Berman has been named first or second in Pensions & Investment's Best Places to Work in Money Management survey (among those with 1,000 employees or more). The firm manages $436 billion in client assets as of March 31, 2023.
Neuberger Berman BD LLC is a registered broker-dealer and member FINRA/SIPC.
At Neuberger Berman, our mission is clear ? to partner with clients to achieve their unique investment objectives. Since 1939, Neuberger Berman has been a leader in the asset management business servicing the investment needs of institutional and individual investors.
Neuberger Berman Group LLC has chosen J.P. Morgan Clearing Corp.
With offices in 25 countries, Neuberger Berman's diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more).
Neuberger Berman is an experienced hedge fund solutions provider investing on behalf of institutional, high-net-worth and retail clients via registered liquid alternative funds, custom portfolios, and commingled products.
Neuberger Berman is a private, independent, employee-owned investment manager?a rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.
Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.