Agreement Between Stock Broker And Client
Description
How to fill out Stock Purchase Agreement Between Two Sellers And One Investor With Transfer Of Title Concurrent With Execution Of Agreement?
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FAQ
With a Broker Agreement, you (either a broker or client) can set forth the terms and conditions of the broker's payment for his or her services. In this case, a broker is someone with knowledge and contacts in a certain field, who can facilitate the connection of one business or individual with another.
However, one thing you should understand within the segment of what is a sub-broker is that a sub-broker is not the trading member of the stock exchange but is licensed to act on behalf of a trading member who has a valid Demat account.
A Broker Agreement, also known as a Finder's Fee Agreement or a Referral Agreement, sets forth the terms and conditions under which a Broker will either find goods and/or services for a Buyer to purchase or interested buyers for goods and/or services being sold by a Seller.
The stock broker and the sub-broker hereby agree that all transactions in securities on behalf of the clients of the sub-broker shall be settled by delivery and/or payment, between the stock broker and the client in ance with the provisions of rules, bye-laws and regulations of the relevant stock exchange on ...
As a sub-broker registered with a broker firm, you may be able to offer trading services to your clients through the use of the firm's trading platform and infrastructure.