Agreement Advisory Sample With Collateral

• Category: Employment - Agreements - Financial Advisory Services
• State: Multi-State
• Control #: US-01943BG
• Format: Word

Description

The Agreement Advisory Sample with Collateral is a formal contract between a Client and an Advisor, detailing the terms of financial planning advisory services. This document outlines the responsibilities of both parties, ensuring that the Client provides necessary information and authorizes disclosures while the Advisor agrees to confidentiality and fiduciary duty. Key features include the term of the agreement, terms for termination and confidentiality, and the fee structure based on time and services rendered. The form emphasizes the importance of maintaining the Client's financial integrity and clarifies that the Advisor does not provide legal, tax, or accounting services. It is also designed for easy filling, requiring the Client's and Advisor's signature and details on fees, while allowing modifications in writing as needed. Ideal use cases for this form include professionals collaborating with financial advisors, ensuring compliance with financial regulations, and protecting client confidentiality. It serves as a crucial tool for attorneys, partners, owners, associates, paralegals, and legal assistants who facilitate financial agreements, maintain records, and uphold fiduciary responsibilities.