Vermont Sub-Advisory Agreement of Neuberger and Berman Management, Inc.

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Multi-State
Control #:
US-CC-7-644
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This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific circumstances. Available in several standard formats.

The Vermont Sub-Advisory Agreement refers to a legal contract between Berger and Berman Management, Inc. and a subsidiary or an advisor operating in the state of Vermont. This agreement outlines the terms and conditions under which Berger and Berman Management, Inc. will provide sub-advisory services to the Vermont-based party. Berger and Berman Management, Inc. is a renowned investment management company that offers its expertise and services to various clients. The Vermont Sub-Advisory Agreement is specifically designed to cater to clients located in Vermont who require investment advisory services. The agreement establishes the relationship between Berger and Berman Management, Inc. and the subsidiary or advisor operating in Vermont. It details the roles and responsibilities of both parties, and the scope and limitations of the sub-advisory services to be provided. Some relevant keywords related to the Vermont Sub-Advisory Agreement of Berger and Berman Management, Inc. could include: 1. Sub-Advisory Services: This agreement focuses on the provision of sub-advisory services, where Berger and Berman Management, Inc. acts as a consultant or advisor to the Vermont-based party. 2. Investment Management: Berger and Berman Management, Inc. has extensive experience in investment management, and this agreement specifies how their expertise will be utilized within the Vermont market. 3. Legal Contract: The Vermont Sub-Advisory Agreement is a legally binding contract that outlines the rights and obligations of both parties involved. 4. Client-Advisor Relationship: The agreement establishes a professional relationship between Berger and Berman Management, Inc. and the Vermont-based subsidiary or advisor. 5. Terms and Conditions: The agreement includes specific terms and conditions that govern the provision of sub-advisory services, such as payment terms, termination clauses, and confidentiality agreements. 6. Compliance: Berger and Berman Management, Inc. ensures compliance with all relevant legal and regulatory requirements pertaining to sub-advisory services in Vermont. Different types of Vermont Sub-Advisory Agreements of Berger and Berman Management, Inc. may exist based on the specific needs and requirements of the Vermont-based party. These agreements can be tailored to cater to various sectors or industries, such as finance, healthcare, or technology. It's important to consult with legal professionals or representatives from Berger and Berman Management, Inc. for more detailed information about the specific types of Vermont Sub-Advisory Agreements they offer.

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FAQ

With offices in 25 countries, Neuberger Berman's diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more).

NEUBERGER BERMAN BD LLC - Brokerage/Investment Adviser Firm.

Neuberger Berman is a private, independent, employee-owned investment manager?a rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.

Jonathan Bailey, Head of ESG Investing at Neuberger Berman, provides an overview of our ESG legacy and ongoing commitment across our investment platform.

Neuberger Berman Group LLC has chosen J.P. Morgan Clearing Corp.

Neuberger Berman actively manages over $120bn2 of assets across its private equity platform and has been a private markets investor for more than 30 years. We believe our position within the private equity ecosystem provides differentiated access to investment opportunities as well as enhanced information.

Neuberger Berman Headquarters at 1290 Avenue of the AmericasKey peopleGeorge H. Walker (CEO) William A. Arnold (CFO)ProductsInvestment management Mutual funds Equities Fixed income Private equity Hedge funds Alternative investmentsAUM$460 billion (December 31, 2021)Number of employees2,500+ (2022)6 more rows

More info

This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific ... 1. Appointment. The Adviser and the Trust hereby appoint and employ the Sub-Adviser as a discretionary portfolio manager, on the terms and conditions set forth ...The Sub-Adviser agrees that it will provide the Manager with a written list of brokers and dealers that are affiliates of the Sub-Adviser and will, from time to ... Mar 31, 2023 — This Brochure provides information about the qualifications and business practices of Neuberger. Berman Investment Advisers LLC (“NBIA”). If you ... A notice filing of a federal covered investment adviser will not be deemed complete until the required fee is paid and Form ADV is filed and accepted in IARD. Contract Review Committee Membership and Purposes. The Contract Review Committee (“Committee”) of the Neuberger Berman Funds (the “Funds”). Mar 31, 2023 — This brochure (Brochure) provides information about the qualifications and business practices of Eaton Vance. Management. Oct 30, 2019 — Under the New Sub-Advisory Agreement by and between CRM and the Manager, the Manager is responsible for all fees payable to the Subadviser ... Oct 31, 2022 — ... the adviser and sub-adviser to each fund;. 1. Not all Eaton Vance Funds have entered into a sub-advisory agreement with a sub-adviser. Oct 31, 2022 — EVM pays EVAIL a portion of its investment adviser and administration fee for sub-advisory services ... a sub-advisory agreement with a sub- ...

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Vermont Sub-Advisory Agreement of Neuberger and Berman Management, Inc.