Virginia Amended and Restated Principal Underwriting Agreement regarding Issuance of variable annuity contracts and life insurance
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How to fill out Amended And Restated Principal Underwriting Agreement Regarding Issuance Of Variable Annuity Contracts And Life Insurance?
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FAQ
Deferred variable annuities are hybrid investments containing securities and insurance features. Their sales are regulated both by FINRA and the Securities and Exchange Commission (SEC). These annuities offer investors choices among a number of complex contract features and options.
New rule 498A under the Securities Act of 1933 will permit a person to satisfy its prospectus delivery obligations under the Securities Act for a variable annuity or variable life insurance contract by sending or giving a summary prospectus to investors and making the statutory prospectus available online.
Deferred variable annuities are hybrid investments containing securities and insurance features. Their sales are regulated both by FINRA and the Securities and Exchange Commission (SEC).
While all annuities are regulated by state insurance commissioners, variable annuities and registered indexed-linked annuities (RILAs) are also regulated at the national level by the U.S. Securities and Exchange Commission (SEC) and FINRA.
Under what circumstances may a variable annuity be recommended as a short-term investment? Under industry rules, mutual funds or annuities may not be recommended as short-term investments or trading vehicles. The fact that a product is no-load does not change this SRO prohibition.
To have Variable Life and Variable Annuity authority added to your license you must be registered with the Financial Industry Regulatory Authority (FINRA) and approved for California.
A variable annuity offers a diverse range of professionally managed investment choices spanning multiple asset classes and investment styles.
If an insurance agent offers products that are considered securities?such as variable annuity contracts or variable life insurance policies?the agent must also be licensed as a registered financial professional and comply with FINRA rules.