South Dakota Registered Investment Bond

State:
Multi-State
Control #:
US-01646BG
Format:
Word; 
Rich Text
Instant download

Description

An investment bond (sometimes called a debenture) issued by a corporation is an instrument promising to repay a loan to a corporation, which is may be secured by corporate assets. The relation between a bondholder and the corporation is that of a creditor-debtor. The principal on the debt is paid on the maturity date. The obligations evidenced by the bond may be secured or unsecured.


A registered bond is one issued with the name of the owner printed on the face of the certificate. It can be transferred to another individual only with the owner's endorsement.

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FAQ

How to become a financial adviser Pursue an education. ... Join a networking organization. ... Create a resume. ... Get an entry-level position. ... Register as a financial adviser. ... Pursue professional certification. ... Cultivate key skills. ... Stay up-to-date with your continuing education.

A financial planner will help you work out what you want from life and then create a financial plan to make it happen. The key difference between a financial planner and a financial advisor is that a financial planner focuses on you and your goals, whereas a financial advisor focuses on your money and your investments.

Becoming a Financial Advisor in South Dakota Get Your Education. Pursue a relevant degree. ... Step 2: Register Your Firm in South Dakota. (This step is only required if you're establishing a new IA firm. ... Step 3: Take the Required Exam(s) ... Step 4: Ongoing Renewal and Update Requirements in South Dakota.

Becoming a financial advisor typically requires at least a bachelor's degree. An education in finance, economics, accounting, or business prepares students to pursue personal financial advisor jobs.

Some earn a commission as a fee-based advisor, while others might be fee-only. Advisors will also likely charge you a percentage of your investments, as well as fixed and hourly fees for financial planning.

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South Dakota Registered Investment Bond