This office lease form states that the tenant shall exercise its option to renew this lease upon written notice given to the landlord no less than eighteen (18) months before the end of the lease term.
This office lease form states that the tenant shall exercise its option to renew this lease upon written notice given to the landlord no less than eighteen (18) months before the end of the lease term.
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The Attorney General protects investors, pension funds, and the general public through enforcement of California's Corporate Securities and Commodities laws.
The best answer is C. Under the Uniform Securities Act, a "broker-dealer" is defined as a person that engages in the business of effecting securities transactions for the account of others; or a person that engages in the trading of securities for its own account.
SECTION 62-7-411. Modification or termination of noncharitable irrevocable trust by consent with court approval.
The most common exemptions from the registration requirements include: Private offerings to a limited number of persons or institutions; Offerings of limited size; Intrastate offerings; and.
(a) A trustee shall keep the qualified beneficiaries of the trust reasonably informed about the administration of the trust and of the material facts necessary for them to protect their interests.
Rule 701, adopted pursuant to Section 3(b) of the Securities Act of 1933, as amended (the ?Securities Act?),1 provides an exemption from the registration requirements of the Securities Act for certain offers and sales of securities made pursuant to the terms of compensatory benefit plans or written contracts relating ...
Causes listed in the Uniform Securities Act that could lead to the revocation of the registration of a broker/dealer would include: the conviction of a principal officer for a securities related crime. the firm had no employees.
Revocation or amendment of revocable trust. (a) Unless the terms of a trust expressly provide that the trust is irrevocable, the settlor may revoke or amend the trust. This subsection does not apply to a trust created under an instrument executed before the effective date of this article.