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The most common exemptions from the registration requirements include: Private offerings to a limited number of persons or institutions; Offerings of limited size; Intrastate offerings; and.
Blue sky laws are state regulations established as safeguards for investors against securities fraud. The laws, which may vary by state, typically require sellers of new issues to register their offerings and provide financial details of the deal and the entities involved.
Exemptions. As noted, the Oregon securities law exempts certain securities and securities transactions from the securities registration requirements. This can include private offerings to a limited number of people, private offerings to high net-worth individuals, or highly sophisticated purchasers.
The Oregon Securities Law is unique among state ?blue sky? securities laws because it imposes liability in favor of the purchaser of a security against ?every person who participates or materially aids? in the unlawful sale of a security. ORS 59.115(3).