Nebraska Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors is a legal contract that outlines the terms and conditions under which OPCA Advisors acts as a sub-advisor for Touchstone Advisors, Inc. This agreement allows OPCA Advisors to provide investment management services to Touchstone Advisors' clients in the state of Nebraska. The Nebraska Sub-Advisory Agreement is designed to ensure a smooth and efficient relationship between the two parties, providing a framework for their cooperation and defining their respective roles and responsibilities. It outlines the nature of the services to be provided, the compensation structure, and the duration of the agreement. Some key provisions typically found in a Nebraska Sub-Advisory Agreement include: 1. Services: The agreement specifies the investment management services that OPCA Advisors will deliver to Touchstone Advisors' clients in Nebraska. These services may encompass portfolio management, asset allocation, research, and other related activities. 2. Compliance: The agreement ensures that all services provided by OPCA Advisors adhere to relevant federal and state laws and regulations, including those specific to Nebraska. Compliance with industry standards, such as the Investment Advisors Act of 1940, is typically emphasized. 3. Compensation: The agreement lays out the compensation structure for OPCA Advisors. This may include a base fee, performance-based fees, or a combination of both. The terms of payment, invoicing procedures, and any potential expenses reimbursable by Touchstone Advisors are typically stipulated. 4. Duration and Termination: The agreement sets the duration of the sub-advisory relationship and provides provisions for its termination or renewal. Notice periods, termination conditions, and potential termination fees may be included. 5. Confidentiality: Both parties are bound by strict confidentiality clauses to protect any non-public information shared during the course of the agreement. This safeguard ensures the privacy and integrity of client information. 6. Indemnification: The agreement typically includes provisions regarding indemnification, whereby each party agrees to assume responsibility for any claims, losses, or damages arising from their own actions or omissions, except for those resulting from willful misconduct or gross negligence. 7. Governing Law: The agreement establishes that the laws of the state of Nebraska govern the interpretation, validity, and enforceability of the agreement. Different types of Nebraska Sub-Advisory Agreements between Touchstone Advisors, Inc. and OPCA Advisors might exist, tailored to specific investment strategies, client profiles, or regulatory requirements. These variations could include agreements specifically structured for different types of investment vehicles, such as mutual funds, exchange-traded funds (ETFs), or separately managed accounts. In conclusion, the Nebraska Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors serves as a crucial legal framework that ensures a clear understanding of the responsibilities, compensation, and compliance requirements between both parties. This agreement enables OPCA Advisors to provide investment management services to Touchstone Advisors' clients in Nebraska while abiding by applicable regulations and industry standards.
Nebraska Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors
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