Minnesota Investment Advisory Agreement of Equity Strategies Fund, Inc. and EQSF Advisors, Inc.
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FAQ
An advisory agreement is the main document used to memorialize, in writing, the relationship between the Registered Investment Advisor (?RIA?) and client. Among other things it generally outlines the services to be offered, the fees to be charged, and the overall expectations of the RIA/client relationship.
A financial advisor contract, also known as an advisory agreement, specifies that the advisor is legally required to serve their client's needs. This agreement outlines the legal relationship between the advisor and the client.
An investment advisor is an individual or a firm that specializes in advising clients on the buying and selling of securities, in exchange for a fee. There are two ways this can happen. First, an investment advisory can offer their services by working directly with their clients to offer investment advice.
It basically says that you and the financial advisor are entering into an agreement in which you're contracting their services. This is a generic section that outlines what the document is, what parties are involved and what type of agreement you are entering into.
While the Advisers Act does not require a written agreement between an advisor and its clients, it contains a handful of requirements regarding the content and parameters of any advisory contract, whether or not it is in written form.
