This form is an agreement between an independent investment agent (or consultant) and a corporation whereby the investment agent actually holds the investments as well as makes them for the client. We are assuming that the investment agent is duly licensed to perform this activity and will make any necessary filings with the state of California and the United States.
Para su conveniencia, debajo del texto en español le brindamos la versión completa de este formulario en inglés. For your convenience, the complete English version of this form is attached below the Spanish version.