An Affidavit of Broker-Dealer Activity in Nebraska is a legal document that is used to certify the activities of a broker-dealer in the state of Nebraska. It is a sworn statement of facts made under oath by the broker-dealer, or someone authorized to act on behalf of the broker-dealer, regarding their activities in Nebraska. These activities may include, but are not limited to, the purchase or sale of securities, the offering of advice or services concerning investments, or the receipt of fees for services rendered. The Affidavit of Broker-Dealer Activity in Nebraska is required by the Nebraska Department of Banking and Finance and must be filed with the department before the broker-dealer can begin operating in the state. There are two types of Affidavit of Broker-Dealer Activity in Nebraska: an Initial Affidavit and an Annual Affidavit. The Initial Affidavit is required when a broker-dealer is first registering to do business in Nebraska, and must be filed with the Nebraska Department of Banking and Finance. The Annual Affidavit must be filed each year with the department to continue conducting business in the state. Both of these affidavits must include the names of the broker-dealer’s officers, directors, and shareholders, as well as information about the broker-dealer’s business activities, including any violations of Nebraska securities laws.