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Get IL SEC 311 2007

Jefferson Terrace, Ste. 300 A 300 W. Jefferson St. Springfield, IL 62702 Reset 217-782-2256 CRD Number: Designated Principal(s) to be Responsible for the Offer or Sale of Securities in Illinois: A. Applicant understands that each dealer registered in the State of Illinois must have at least one examination-qualified principal who is responsible for the offer or sale of securities and the supervision of each registered salesperson servicing Illinois customer accounts. Each designated principa.

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