Get Politically Exposed Person (pep) Client Questionnaire - Tradestation

Filling out the Politically Exposed Person (PEP) Client Questionnaire is a crucial step in the account opening process for users engaged in financial transactions. This guide provides comprehensive instructions to assist you in completing the form online accurately and efficiently.

Follow the steps to complete your PEP Client Questionnaire online.

1. Press the ‘Get Form’ button to obtain the form and open it in your preferred online editor.
2. Enter your full legal name as it appears on your passport in the first provided field.
3. Indicate if you are known by any other name by selecting 'Yes' or 'No'. If 'Yes', please specify the other name(s).
4. Answer whether you have ever been categorized as a PEP by selecting 'Yes', 'No', or 'Don’t know'. If 'Yes', provide an explanation for your designation.
5. Indicate if you are a majority stockholder or hold a majority interest in any business entity by selecting 'Yes' or 'No'. If 'Yes', provide the company name, location, and percentage of interest.
6. State if you have any interest in a trust by selecting 'Yes' or 'No'. If 'Yes', complete the required sections regarding the trust.
7. Select the type of brokerage account(s) you wish to open from the provided options.
8. Select your primary investment strategy from the given options.
9. Provide your anticipated initial deposit amount in USD.
10. Input your annual income, total net worth, and liquid net worth in USD.
11. Check all applicable sources of income from the options provided.
12. Check all applicable sources of wealth from the options provided.
13. Respond to the questions regarding your status or that of a family member or associate as a PEP, filling out the details required.
14. List all relevant banking and brokerage institutions to be used for funding, providing the requested details for each.
15. Answer if you or family members have traveled to any countries designated as OFAC-restricted, providing the required explanations and details.
16. Indicate if you or immediate family members have held business interests in OFAC-restricted countries and provide the necessary information.
17. Sign the document and date it to verify the information provided.
18. Once all fields are completed, save changes, download, print, or share the form as needed.

Complete your Politically Exposed Person (PEP) Client Questionnaire online today.