Get Vanguard In-kind Transfer Authorization Form

This guide provides a comprehensive overview of filling out the Vanguard In-Kind Transfer Authorization Form online. It is designed to support users, regardless of their experience level, in accurately completing the necessary fields for the transfer of fund shares to Vanguard.

Follow the steps to successfully complete the authorization form.

1. Press the ‘Get Form’ button to acquire the Vanguard In-Kind Transfer Authorization Form and open it for editing.
2. Provide current custodial institution information. Fill in the name of the institution, street address, city, state, telephone number, and contact name. Enter your current account number as well.
3. Complete the account owner information section. Enter the name of the account owner and, if applicable, the joint account owner. Both individuals must sign and date the form.
4. Specify the fund accounts you want to transfer to Vanguard. Indicate the Vanguard fund number and name, along with the amount to be transferred in dollars or shares. Ensure compliance with fund minimum investment requirements.
5. If required, complete Section 3 for the signature guarantee. Obtain a signature guarantee from an authorized officer of your current custodial institution.
6. If applicable, provide information on existing identically registered accounts at Vanguard. You'll need the account number and fund number.
7. Select the type of account for the new Vanguard account and provide pertinent details, such as the trust information if applicable.
8. Fill in details for the new Vanguard account owners, including personal information such as Social Security number, citizenship, and contact information.
9. Choose your money-transfer options, if desired, by providing the relevant fund numbers and amounts.
10. Complete bank information for any money-transfer options selected. Be sure to include a voided check or deposit slip for proper processing.
11. Ensure all account owners sign in Section 11, certifying the information provided is accurate and that you agree to the terms outlined.
12. After completing the form, save changes, then download, print, or share it as needed. Send the form, along with any required documentation, to Vanguard for processing.

Complete your Vanguard In-Kind Transfer Authorization Form online today to ensure a smooth transfer process.