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for transactions in Exchange Traded Funds (ETF), Unit Investment Trust (UIT) and/or Mutual Funds to your Authorized Agent/investment Advisor. Once completed, please submit to Pershing Advisor Solutions by fax to (866) 355-5571. For each account registration you may have, a separate form to redirect prospectus mailings will be required. At no additional charge, you may request from Pershing Advisor Solutions a paper copy for any prospectus for your account. Your Authorized Agent/Investment Advis.

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