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Get Alberta Securities Commission 13-501f1 2021-2025
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How to fill out the Alberta Securities Commission 13-501F1 online
Filling out the Alberta Securities Commission Form 13-501F1 online can be a straightforward process with the right guidance. This form is critical for reporting issuers to accurately submit their participation fees and management certification to the commission.
Follow the steps to complete the form accurately.
- Click 'Get Form' button to obtain the form and open it in the online interface.
- In the 'Management Certification' section, enter your name and title. For example, if you are the Chief Financial Officer, write 'CFO' after your name.
- Provide the name of the reporting issuer in the field provided. For instance, you might enter 'SAHARA ENERGY LTD.'
- Specify the end date of the previous financial year. Ensure to enter this date in the correct format, such as 'DECEMBER 31, 2020.'
- Select the type of reporting issuer by checking the appropriate box for either 'Class 1 reporting issuer' or 'Class 3B reporting issuer.'
- Indicate the highest trading marketplace. You may refer to the stock exchange where the issuer's shares are listed.
- Fill in the market value of listed or quoted equity securities. This requires calculating the market value based on the specified trading periods.
- For each specified trading period, enter the closing price of the security and the number of securities outstanding. Use the data from the last trading day of the relevant trading period.
- Calculate the market value of the class or series for each specified trading period by multiplying the closing price by the number of securities.
- Repeat the process for the fifth specified trading period, ensuring all data is correct and complete.
- Calculate the average market value of the class or series based on the data collected from all applicable trading periods.
- Provide details for fair value of outstanding debt securities in the required section and calculate the capitalization for the previous financial year.
- Finally, review the total fee payable, which is the sum of the participation fee and any late fee if applicable.
- Once you have filled out all sections, save your changes. You can then choose to download, print, or share the form as needed.
Start completing the Alberta Securities Commission Form 13-501F1 online today!
trade in securities where there is no change in beneficial ownership of the securities as a result of the trade must be accompanied by a fee of $200.
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