Get 33 109f4

The 33 109f4 form is essential for individuals seeking registration or review as permitted individuals within the securities industry. This guide provides clear and comprehensive instructions to assist you in filling out the form accurately and efficiently online.

Follow the steps to complete the form effectively.

1. Click ‘Get Form’ button to access the 33 109f4 form and open it in your web browser.
2. Begin with Item 1 by entering your legal name. Include your last, first, and if applicable, second and third names. If you have an NRD number, provide it in the designated field.
3. For Item 1.2, answer whether you have other personal names. If yes, complete Schedule A to list these names along with explanations.
4. In Item 2, provide your current and previous residential addresses for the past 10 years. Include telephone numbers and the length of time you have lived at each address.
5. Complete Item 3, offering personal information such as date of birth, place of birth, gender, eye color, hair color, height, and weight.
6. Item 4 requires you to state your citizenship. Select Canada or specify another country if applicable, and provide passport details if relevant.
7. In Item 5, indicate whether you are filing under the passport system and check any jurisdictions where you seek registration or review.
8. Complete Item 6 by checking the applicable individual categories for which you are applying for registration or review.
9. For Item 7, provide an address for service and any agent for service if appointed.
10. Fill out Item 8 with required education and proficiency details. Complete Schedule E if applicable.
11. Provide details regarding your employment and other activities in Item 10. Include all relevant business activities.
12. In Item 12, disclose if you have ever resigned or been terminated for cause relating to specific allegations.
13. Complete Items 13, 14, 15, and 16 regarding regulatory, criminal, civil, and financial disclosures.
14. In Item 17, confirm if you have been an owner of securities or derivatives firms, entering relevant details.
15. Finish by reviewing all provided information for accuracy. Once satisfied, submit your form online.

Complete the 33 109f4 form online today to ensure your registration or review process begins without delay.