Get Gifts Of Securities In Certificate Form - Vanguard

Filling out the Gifts Of Securities In Certificate Form from Vanguard allows you to transfer securities to individuals or charitable organizations efficiently. This guide provides step-by-step instructions to help you complete the form online with ease and clarity.

Follow the steps to complete your gifts of securities form.

1. Click ‘Get Form’ button to obtain the form and open it in the editor.
2. Provide the current account owner information in section 1. Fill in the full legal name, Social Security number or employer ID number, daytime and evening phone numbers, and Vanguard account number. If applicable, include details of the trustee or joint account owner as well.
3. In section 2, specify the securities you wish to give. List each security's name, number of shares, and symbol or CUSIP number. If using the Specific identification method for cost basis, include the required lot details.
4. Complete section 3 with recipient information. Choose either Option A to transfer to a brokerage account or Option B to register with the issuer's transfer agent. Provide necessary details such as the new owner's name, birth date, DTC number, and mailing address.
5. If applicable, include custodial information in section 4 if the new owner is a minor. Specify the custodian's full legal name and contact details.
6. In section 5, indicate your identity preference regarding gifts to a charity by selecting the appropriate option.
7. Finally, in section 6, carefully read the authorization statement before signing. Ensure that you provide the required signatures and dates, and obtain a Medallion signature guarantee if mandated.
8. After completing all sections, review your form for accuracy. Save any changes, download, and print the document if necessary. Mail your completed form and any supporting documents to Vanguard using the provided address.

Complete your Gifts Of Securities In Certificate Form online to transfer your securities today.