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Y or finance terrorism. The law is based on the EU s Third Money Laundering Directive that applies in all EU countries. The new money laundering law means we must have adequate knowledge about our customers and their affairs. We must therefore ask you the following questions since you fall into the client category legal persons. All information supplied will be treated confidentially. Customer details.
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Signatories FAQ
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There are four components or requirements of CDD, which include: Customer identification and verification. Understanding the nature and purpose of the business-customer relationship. Beneficial ownership identification and verification. Ongoing monitoring for suspicious activities.
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Businesses must carry out CDD when establishing a business relationship. For example, a bank or trading platform may need to check a customer's passport before allowing them to create an account and deposit money into it.
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Here is the comprehensive Customer Due Diligence (CDD) Checklist for your easy reference: Collect data on customers or potential customers. Verify the information with government IDs. Screen name against Sanctions, Terrorists, PEPs, or Criminals. Determine the risk profile. Ongoing monitoring of customer relationship.
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Customer Due Diligence Rules Identifying and verifying the client. ... Identifying and verifying the beneficial ownership of the customer. ... Comprehend the business nature and purpose of the Client. ... Consistent monitoring and updating of customer information. ... Collection Beneficial Ownership Information.
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Identifying any connected entities and Ultimate Beneficial Owners (UBOs) Performing AML/KYC checks on UBOs to verify their identities. Downloading official company records to act as a Record of Authority. Screening the company and its owners against global watchlists and sanctions lists.
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This includes the customer's name, address, and other personal data. Businesses must carry out CDD when establishing a business relationship. For example, a bank or trading platform may need to check a customer's passport before allowing them to create an account and deposit money into it.
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CDD regulations typically include a requirement for companies to maintain records of the information they collect for at least five years. This includes copies of all identification documents (driving licenses, passports, birth certificates, etc.) and business documentation.
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Due diligence documents include any paperwork, research, or information needed for the due diligence process. For example, stockholder agreements, government audits, trademarks, customer contracts, and license agreements are all different types of due diligence documents.
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