Get Oh Form 3-q 2019-2025

The OH Form 3-Q is a necessary document for claiming an exemption for securities sold in Ohio under section 1707.03(Q). This guide provides clear, step-by-step instructions on completing the form online to ensure accuracy and compliance.

Follow the steps to successfully complete and submit the OH Form 3-Q online.

1. Click the ‘Get Form’ button to access the OH Form 3-Q online and open it in the digital editor.
2. Enter the issuer's full name and the payer’s Federal Tax Identification Number in the appropriate fields. This information identifies the entity claiming the exemption.
3. Fill in the issuer's address, including the city, state, and zip code. Provide a phone number for any follow-up inquiries.
4. Specify the state of incorporation or formation and the type of entity, such as corporation or partnership.
5. Indicate the correspondence address for the report. This should include the name, street address, city, state, zip code, and a phone number where further communication can take place.
6. List all securities sold in Ohio within 60 days of filing the form. Include relevant details such as the type of securities sold, date of sale, number of units sold, price per unit, and number of purchasers.
7. Confirm that the basis for claiming the exemption from Section 5 of the Securities Act of 1933 is pursuant to Section 4(2) of that Act.
8. Provide the total number of purchasers, including those in and outside of Ohio, from previous filings.
9. List any commissions, discounts, or other remuneration paid for sales in Ohio, or state 'None' if applicable. Include names and addresses of individuals receiving such compensation.
10. Answer the questions regarding whether the above remuneration was only paid to licensed dealers and whether an offering circular was used.
11. Indicate if the offering has been terminated, and if so, provide the date of termination.
12. Ensure the signature section is filled out correctly. Provide the name of the issuer or dealer, signature, date, and official capacity. This indicates the individual signing is authorized to submit the report.
13. After completing the form, review all entries for accuracy. Save your changes, then download or print the form as needed for records. Prepare it for submission.

Complete the OH Form 3-Q online today to ensure timely and accurate reporting of your securities sales.