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Get Pre Registration Authorization Form
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How to fill out the Pre Registration Authorization Form online
Completing the Pre Registration Authorization Form accurately is essential for a smooth application process. This guide provides step-by-step instructions for filling out the form online, ensuring that you provide all necessary information clearly and correctly.
Follow the steps to complete your form online.
- Click 'Get Form' button to obtain the form and open it in your preferred editor.
- Begin with filling in your name in the designated field. Make sure to include your full name as it appears on official documents.
- Enter your Social Security Number in the specified format (XXX-XX-XXXX) to ensure your identity is verified properly.
- Fill in your complete address, including street address, city, state, and zip code. Ensure accuracy to avoid issues with correspondence.
- Provide your date of birth in the specified format (mm/dd). This information is necessary for identification purposes.
- Input your email address clearly, as this will be used for future communications regarding your application.
- Read the statements provided carefully. If you have questions, consider reaching out to your Talent Acquisition partner or recruiter before signing the form.
- Review the Terms & Conditions thoroughly. Acknowledge that completing the form does not guarantee employment or registration.
- Indicate whether you are currently engaged in any other business by selecting 'Yes' or 'No'. If 'Yes', provide detailed information as requested.
- Complete the Disclosure Information section by answering the questions with 'Yes' or 'No'. Be honest to avoid repercussions.
- If applicable, provide employment and education information for the past three years, ensuring there are no gaps.
- Finally, sign and date the form in the provided area. Remember, the signature must be handwritten and cannot be computer-generated.
- Once all fields are filled in, review your responses for accuracy. You can then save the changes, download, print, or share your completed form.
We encourage you to complete your documents online for greater convenience and faster processing.
Form U4 is used to establish that registration. FINRA, other self-regulatory organizations (SROs) and jurisdictions use Form U5 (Uniform Termination Notice for Securities Industry Registration) to terminate registration and, if relevant, details why an individual left the firm.
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