Get Form 13 502f4

Filling out the Form 13 502f4 is essential for capital market participants to calculate their participation fees accurately. This guide provides a step-by-step process to ensure users can complete the form online with confidence.

Follow the steps to fill out the Form 13 502f4 efficiently.

1. Click the ‘Get Form’ button to access the form and have it open in the editor.
2. Identify your membership status. If you are an IIROC member, complete Part I. If you are an MFDA member, complete Part II. Unregistered capital markets participants and registrant firms that are not IIROC or MFDA members must fill out Part III.
3. In Part I or Part II, report your total revenue for the last completed fiscal year from the relevant financial questionnaire. Make sure all figures are in Canadian dollars and rounded to the nearest thousand.
4. Deduct revenue not attributed to capital markets activities in the designated field to determine the revenue subject to the participation fee.
5. Calculate the Ontario percentage for your last completed fiscal year and document it in the appropriate section.
6. Multiply the revenue subject to the participation fee by the Ontario percentage to find the specified Ontario revenues.
7. Select the participation fee from Appendix B of the rule, corresponding to the specified Ontario revenues calculated.
8. In Part III, start with the gross revenue for the last completed fiscal year, then deduct amounts for revenue not attributable to capital markets activities, redemption fees, administration fees, advisory fees, and trailer fees.
9. Summarize the total deductions and calculate the revenue subject to the participation fee.
10. Follow the subsequent steps to compute the Ontario percentage and specified Ontario revenues based on the calculations above.
11. Finally, in Part IV, certifying members of senior management should sign and date the declaration, attesting to the completeness and accuracy of the submitted information.
12. After thoroughly reviewing your entries, save changes, download, print, or share the form as needed.

Complete your Form 13 502f4 online today to ensure accurate fee calculation.