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SECURITIES AND EXCHANGE COMMISSION SEC FORM IHU/GSED-RR RENEWAL APPLICATION FOR INVESTMENT HOUSE UNDERWRITER GOVERNMENT SECURITIES For the Year ELIGIBLE DEALER To be accomplished in four 4 copies with cover sheet Licensed/Registered as Investment House D With Branch Office Underwriter of Securities Government Securities Eligible Dealer c J El Check all the applicable boxes c J With D BSP license Quasi-Bank DTrust IMADForeign Exchange Operations D Others With Affiliate Bank/Other Financial Institution Presently engaged in B/D of securities functions D Exchange Member D Non-Exchange Member/Over- The-Counter OTC Specify Type of transactions D Broker DDealer D Broker-Dealer Name of Applicant Company Principal Business Address TIN Certificate of Registration No. Tel. No. Fax No. E-mail Address Contact Person and Designation Name of Associated Person/Compliance Officer -. The above-named Company hereby applies for its renewal registration and hereby certifies that the information contained i....

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How to fill out the Rr Ihu Form online

This guide provides a comprehensive overview of how to complete the Rr Ihu Form online for the renewal application of an investment house underwriter of securities. It is designed to assist users at all experience levels in accurately filling out each section of the form.

Follow the steps to complete the Rr Ihu Form online seamlessly.

  1. Press the ‘Get Form’ button to access the Rr Ihu Form and open it in your preferred editor.
  2. In the first section, mark all applicable boxes related to your licensed or registered status such as Investment House or Underwriter of Securities. Ensure to check boxes for any licenses you hold, such as being a government securities eligible dealer.
  3. Provide the name of the applicant company and its principal business address. These details are crucial for the identification of your business entity.
  4. Fill in your Tax Identification Number (TIN), Certificate of Registration number, telephone number, fax number, and email address to maintain open lines of communication.
  5. Designate a contact person and include their information, along with their designation to facilitate any necessary follow-up.
  6. List any associated persons or compliance officers in the designated fields, ensuring you include their names for formal referencing.
  7. Certify the accuracy of the information provided by having the appropriate individuals sign the form as required. This includes obtaining the printed name and signature from the contact person and the company president.
  8. Complete the notary section by ensuring a notary public witnesses the signing and documents the date and location of notarization.
  9. After filling out the form, review all entries for completeness and accuracy. You may then save your changes, download the completed form, print it for records, or share it as needed.

Start completing your Rr Ihu Form online today to ensure a smooth renewal process.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232