Get Fsp9 Form

The Fsp9 Form is essential for financial service providers looking to appoint an external auditor. This guide will help you navigate the process of filling out this form online, ensuring you have all the necessary details completed accurately.

Follow the steps to complete the Fsp9 Form effectively.

1. Click ‘Get Form’ button to obtain the form and open it in your preferred online editor.
2. In the FSP Name field, enter the official name of your financial service provider. Ensure that this name matches official registration documents.
3. Select whether you are required to appoint an external auditor by clicking 'Yes' or 'No'. Remember, if you handle client funds, the answer is typically 'Yes'.
4. Under Section A, provide the details of the external audit firm. Fill in the firm's name, practice number, and both physical and postal addresses. Make sure to include the correct telephone and fax numbers.
5. In Section B, enter the details of the partner responsible for your audit, including their title, initials, full names, surname, telephone number, email address, and branch or office.
6. In Section C, answer the provided questions pertaining to the independence and qualifications of the external auditor. It is crucial to respond accurately to reflect the auditor's adherence to standards.
7. In Section D, enter the date of appointment of the audit firm. This date is significant for record-keeping and compliance purposes.
8. Finally, ensure the auditor signs the form where indicated in Section E, confirming their agreement and acknowledgment.
9. Once all sections have been filled out correctly, save your changes. You can then download, print, or share the completed form as necessary.

Start filling out your Fsp9 Form online today to ensure compliance and proper documentation.