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Get Broadridge Nobo Request Form 2020-2026
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How to fill out the Broadridge Nobo Request Form online
The Broadridge Nobo Request Form is essential for requesting a list of Non-Objecting Beneficial Owners (NOBOS). This guide will provide you with clear, step-by-step instructions to fill out the form accurately and efficiently.
Follow the steps to fill out the Broadridge Nobo Request Form.
- Press the ‘Get Form’ button to access the Broadridge Nobo Request Form.
- In Part I, fill in the company information. Enter the name of your company, valid record date(s), and the 9-digit CUSIP number(s). Ensure the record date is at least two business days in the future, unless there is a current meeting.
- In Part II, select the intended use of the NOBO information. Options include 'Info only (No mailing)', 'OBO Only', or 'OBO and NOBO'. Remember, partial lists cannot be processed.
- In Part III, indicate any additional reports you wish to receive, such as the Share Range Report or the Security Positions listing report.
- Move to Part IV to choose your media type, format, and desired quantities for the NOBO list. Select from hardcopy lists, compact discs, peel & stick labels, or cartridges. Specify quantities and formats like descending share order or zip code order.
- In Part V, provide the shipping and billing address. Remember that the NOBO list cannot be sent to a PO Box and must have a valid shipping address.
- Lastly, complete the requester information section. This must include the corporate address, the name of the authorized signer, their signature, date, title, corporate telephone, email, extension, and fax number.
- After all sections are filled out, review your entries for accuracy. Then, save your changes. You can download, print, or share the completed form as needed.
Complete your Broadridge Nobo Request Form online today for a streamlined experience.
To transfer stock from Broadridge, you must contact them directly to obtain the necessary transfer forms and instructions. Typically, you will need to provide details of both the current and receiving broker. Using the Broadridge Nobo Request Form can streamline this process if you need to reference privacy preferences during the transfer.