Get Au Asic Ra01 2015
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How to fill out the AU ASIC RA01 online
The AU ASIC RA01 form is essential for registering as an agent with the Australian Securities and Investments Commission (ASIC), updating agent details, or ceasing to act as an agent. This guide provides clear, step-by-step instructions to help users effectively complete the form online, ensuring compliance with ASIC requirements.
Follow the steps to complete the AU ASIC RA01 form accurately.
- Click the ‘Get Form’ button to access the form and open it in your preferred online editor.
- In Section 1, select the type of notification you are submitting. You have three options: 'Register as an agent,' 'Change agent details,' or 'Cease as an agent.' Tick the appropriate box.
- Proceed to Section 2 and enter your registered agent details. If you are a new applicant, leave the 'Registered agent number' field blank. If this information has changed, input the new registered agent name/organisation. If applicable, also include the Australian Company Number (ACN).
- Fill in the registered agent contact details. Provide one postal address, one street address, and a contact name. Ensure both addresses are clearly formatted with the required components: office/unit, street number and name, suburb/city, state/territory, and postcode.
- In this section, you are required to provide both a telephone number and an email address for contact purposes. This is important for ASIC to reach you if any queries arise.
- If your street address differs from your postal address, select 'No' and provide the necessary details in the given fields.
- Review the criteria for registered agents to ensure compliance. Familiarize yourself with the expectations, including the need to lodge documents regularly on behalf of the companies you represent.
- Proceed to the signature section. Ensure the form is signed accordingly, depending on whether you are an individual, company, or firm as specified. Each category requires a specific signatory.
- Once the form is completely filled out and signed, you can email the completed document to agent.registration@asic.gov.au.
- Finally, ensure to save a copy of the completed form for your records. You can also download, print, or share the form as needed.
Complete your documents online today to ensure compliance and streamline your registration process.
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An ASIC registered agent is an individual or organization authorized to act on behalf of businesses for regulatory filings and compliance with ASIC. This agent handles paperwork, ensures timely submissions, and acts as a point of contact with ASIC. By working with a registered agent as part of the AU ASIC RA01 compliance strategy, businesses can navigate regulations more easily and focus on growth.
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