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Get Spire FINRA Rule 3270 & 3040

N with Spire Securities (“Spire”), all candidates are required to complete and submit this Questionnaire and Disclosure Form for every activity you want to participate in for compensation and all personal securities accounts you seek permission to establish with another broker-dealer. Generally, Spire Representatives are required to maintain their personal and family-related securities accounts with Spire Securities. All outside business activities must be disclosed and cannot be engaged in .

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