Get Form 133.36 10-26-2006 Texas State Securities Board P.o. Box ...

Filling out the Form 133.36 is essential for individuals seeking a reduction in registration fees while registered in multiple capacities with the Texas State Securities Board. This guide will provide clear, step-by-step instructions to assist you in completing the form accurately and efficiently online.

Follow the steps to complete the form online.

1. Click ‘Get Form’ button to obtain the form and open it in your preferred online document editor.
2. Begin filling out the form by entering your full name in the designated 'Name' field. Ensure that you provide your legal name as it appears on your identification.
3. Next, provide your complete address in the 'Address' section. Include city, state, and zip code to ensure accurate delivery and correspondence.
4. In the 'Telephone' field, input a valid phone number where you can be reached for any follow-up inquiries.
5. Enter your date of birth in the format requested on the form to verify your identity.
6. Input your Social Security Number in the appropriate field. This information is crucial for your identification in the registration process.
7. Record your CRD Number, which is your unique identifier in the securities industry, in the corresponding field.
8. Indicate the name of the dealer under which you operate as a sole proprietor in the 'Applicant’s Dealer' field.
9. Provide the name of your Investment Adviser in the related section. This should reflect the name under which you will conduct business as an investment adviser.
10. In the certification statement, confirm that you are currently registered in Texas as either an agent of the specified dealer or as a sole proprietor dealer, and outline your request for a reduction in registration fees.
11. Sign the form where indicated to certify the information is true, and include the date. Typically, this step requires notarization.
12. After completing the form, save your changes, and consider downloading or printing a copy for your records. You may also share the form as necessary.

Complete your Form 133.36 online today to ensure your application is processed smoothly and efficiently.