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Complies with the Americans with Disabilities Act of 1990, as amended. To ensure equal opportunity for all qualified applicants with disabilities, TSSB will not pay any costs an applicant may incur in obtaining the required evaluation, diagnosis, and recommendations. Note: This form must be submitted each time the applicant requests to take an examination. 1. Biographical Information: Name: Date of Birth: CRD Number: Mailing Address (Street or P.O. Box): City: Telephone: 2. State: Zip Code.

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State Securities Board personnel review all applications for the registration of dealers, agents, investment advisers, and investment adviser representatives to ensure that individuals and firms dealing with Texas investors meet certain minimum qualifications, are financially solvent, and of good business repute.

The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.

Texas Securities, Inc. provides brokerage services. The Company offers securities trading, financial planning, investment banking, and advisory services.

With over 100 years of service to the citizens of Texas, the Department of Banking mission is to ensure that Texas has a safe, sound and competitive financial services system. Established in 1905, the Department's statutory duties have evolved over the years.

In Texas, you must take the following exams to become a financial advisor: Series 65, Uniform Investment Adviser Law Examination, or. Series 7, General Securities Representative Examination (requires FINRA-member firm sponsorship) and the Series 66, Uniform Combined State Law Examination.

What are Texas's Securities Laws Exemptions? Texas' Blue Sky Laws, like those in other states, aim to protect investors from fraudulent securities transactions within the state. These laws promote transparency and trust in the securities industry, ensuring the interests of investors are safeguarded.

If you have been scammed or victimized by an investment advisor, securities broker or dealer, or other type of financial advisor, you can submit a complaint to the SEC, or to the California Department of Financial Protection and Innovation (DFPI), which regulates a variety of financial service providers.

Welcome to the Financial Conduct Authority.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232