Get Regulation No. 15/2005 Regarding Financial Investments ... - Cnvm

This guide provides comprehensive steps to assist you in accurately filling out Regulation No. 15/2005 Regarding Financial Investments ... - CNVM online. Following these steps will ensure compliance with the regulations and facilitate a smooth submission process.

Follow the steps to complete the form effectively.

1. Press the 'Get Form' button to obtain the form. This action will allow you to access the necessary document in your digital environment.
2. Carefully read the general provisions outlined in the regulation to understand the requirements. This will provide context for the details you need to fill in.
3. Complete the applicant identification section, providing accurate personal or entity information, including the registered office address, telephone number, and email.
4. Fill out the activities to be authorized. Indicate the main and ancillary services for which you are seeking authorization. Ensure all applicable boxes are checked.
5. List the board members, firm managers, and representatives of the internal control department. Include their personal identification data and ensure each individual meets the regulatory requirements.
6. Provide detailed information on the investment firm's shareholders, including names, holding percentages, and any relevant supervisory authority information.
7. Gather and attach the required documents mentioned in the application, such as incorporation documents, financial statements, and proof of payment for the authorization fee.
8. Review the completed form and all attachments for accuracy and completeness. It's important that all information is legible and correctly formatted.
9. Submit the form electronically as per the guidelines provided by the CNVM. Ensure that you retain a copy for your records.
10. After submission, monitor your application status through the appropriate channels and respond promptly to any requests for additional information from the CNVM.

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