Get ( Phlx ) Qualification Examination Waiver Request ...

This guide provides clear and step-by-step instructions on how to complete the (PHLX) Qualification Examination Waiver Request form online. It aims to support users by breaking down each section of the form to ensure a smooth and efficient submission process.

Follow the steps to successfully submit your waiver request

1. Click the ‘Get Form’ button to access the waiver request form. This will open the document for you to begin your completion process.
2. Fill in your personal information, including your name, CRD number, and member organization. Ensure all details are accurate to avoid processing delays.
3. Provide your contact information by entering your phone number, email address, and address. This information is essential for communication regarding your request.
4. Indicate the examination for which you are requesting a waiver by checking the appropriate box. You can select from various series, including Series 56, 7, 4, 24, or 27.
5. State the basis for your waiver request in the designated field. Clearly articulate your reasons to support your application.
6. Describe your current responsibilities comprehensively. Highlight relevant duties that justify your request for a waiver.
7. List any previous registrations you have held. This section should include any industry-related examinations and additional experience that may influence the consideration of your waiver.
8. Review and attest that all information provided is complete and accurate. You must sign the form, provide your title, and include the date.
9. After completing all fields, save any changes made to the form. You may choose to download, print, and sign it, readying it for submission.
10. Submit the completed form to the NASDAQ Membership Department via the provided address or email for review.

Complete your waiver request form online today to ensure timely processing of your application!